Operational Due Diligence

We provide independent, institutional-quality operational due diligence to assess fund infrastructure, control environment, and governance practices.

Governance & Documentation Review

Comprehensive analysis of DDQs, audited financials, valuation policies, compliance manuals, and business continuity plans
Identify gaps, single points of failure, and control weaknesses

Back Office Oversight & Collaboration

Collaborative engagement with operational, accounting, trading, and technology teams
Assess financial controls, execution processes, management oversight, IT infrastructure, and conflicts of interest

Service Provider Verification

Independent verification of service scope and SLAs
Active monitoring of NAV reporting and adherence to valuation policy

Regulatory & Compliance Screening

Review SEC filings, credit reports, media coverage, social media, and litigation records for principals and key service personnel

Continuous Oversight

Desktop reviews, conference calls, and on-site visits to detect material changes in the control environment
Maintain live risk registers with actionable follow-ups