Wind-Down & Dissolution Services

We provide structured, compliant support for the orderly wind-down of funds and management companies, maintaining operational continuity, safeguarding investors, and coordinating all required financial, legal, and regulatory steps through final close.

•  Maintain complete books and records through final close, ensuring accuracy and audit readiness 
• Prepare financial statements, coordinate with auditors, and support year-end reporting requirements 
• Manage final reconciliations, cash movements, payment schedules, and investor distribution reporting

• Manage dissolution of fund and management company entities, including board and investor approvals
• Prepare and submit required regulatory filings, deregistrations, and final compliance certifications
• Coordinate the closure of bank, custody, and brokerage accounts with proper controls and documentation  

• Coordinate preparation and filing of final fund and management company tax returns 
• Oversee investor-level tax allocations, reporting packages, and K-1 distribution
• Work with tax advisors to ensure accuracy, documentation completeness, and compliance with regulatory deadlines

• Maintain oversight of banks, brokers, custodians, insurers, and other key service relationships  
• Review service agreements, fee structures, and performance to ensure alignment with wind-down objectives
• Negotiate amendments or terminations and coordinate an orderly offboarding of providers  

• Securely archive and transition systems, records, and data repositories to designated custodians or owners  
• Ensure data retention policies, privacy requirements, and regulatory obligations are met throughout the transition  
• Coordinate the controlled decommissioning of IT platforms, user access, communication systems, and shared workspaces  

• Coordinate and oversee the orderly liquidation of portfolio assets, including illiquid or hard-to-value positions  
• Manage assignments, transfers, or restructuring of investor interests where required  
• Work with brokers, custodians, administrators, and trading teams to ensure accurate execution, settlement, and record-keeping
• Monitor cash movements, valuations, and residual exposures throughout the wind-down process  
• Assume or oversee fund administrator responsibilities as needed to maintain operational continuity  
• Provide transparent reporting to stakeholders, including performance summaries and final distribution schedules